December 15, 2017 BY Valentina Kirilova

Qatar Stock Exchange and Qatar Development Bank sign cooperation MoU

Qatar Stock Exchange (QSE) and Qatar Development Bank (QDB) today signed a Memorandum of Understanding (MoU) to promote collaboration between the two sides. The MoU was signed by Qatar Stock Exchange’s CEO, Rashid bin Ali Al-Mansoori, and Abdulaziz Al-Khalifa, CEO of Qatar Development Bank. The two parties have pledged to work together to collaborate in…

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Securities and Exchange Commission proposes Transaction Fee Pilot for NMS Stocks
December 15, 2017 BY Valentina Kirilova

SEC names Kenneth A. Johnson as Chief Operating Officer

The Securities and Exchange Commission (SEC) announced that Kenneth A. Johnson has been named the agency's Chief Operating Officer (COO). Mr. Johnson has served as Acting COO since February 2017. In his role as COO, Mr. Johnson oversees the SEC's operational and administrative functions, including the agency's Office of Human Resources; Office of Acquisitions; Office…

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fca warning
December 15, 2017 BY Valentina Kirilova

FCA warns against New York Law Specialists firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company New York Law Specialists. New York Law Specialists is not authorised by the FCA but has been targeting people in the UK and is also carrying…

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December 15, 2017 BY Valentina Kirilova

TMX Group completes acquisition of Trayport and sale of NGX to Intercontinental Exchange

TMX Group Limited (TSX:X) announced it has completed the acquisition of London-based Trayport Holdings Limited, and its U.S.-based affiliate, Trayport Inc. (collectively, Trayport), a provider of technology solutions for energy traders, brokers and exchanges from Intercontinental Exchange, Inc. (ICE) for £550 million / C$931 million in total consideration, including £350 million / C$592 million in…

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warning
December 14, 2017 BY Valentina Kirilova

AMF warns against three unauthorized binary options trading websites

The Autorité des marchés financiers (AMF) has published a list of new websites offering binary options trading, for which no authorized investment services provider could be clearly identified. Here is the list of new websites recently identified: www.capitaldeposit.net www.emfi-placesecurity.com www.xfr-financial.com A list of all unauthorized websites to offer trading of binary options is available in…

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Thomson Reuters teams up with Seabury TFX to create new trade finance marketplace in Asia
December 14, 2017 BY Valentina Kirilova

Thomson Reuters introduces MTF for FX derivatives trading

Thomson Reuters MTF provides FXall and Forwards Matching users a compliant source of liquidity Thomson Reuters (NYSE:TRI) announced that it has just released into production system enhancements to its Multilateral Trading Facility (MTF) to support FX derivatives trading in compliance with MiFID II regulations. Thomson Reuters FXall and Forwards Matching users can now access robust…

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fca warning
December 14, 2017 BY Valentina Kirilova

FCA warns against Revive Capital Group

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Revive Capital Group. Revive Capital Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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asic afs license
December 14, 2017 BY Valentina Kirilova

Investigation into the Macro Group leads ASIC to cancel the license of Anquan Securities & Investments

ASIC announced that it has cancelled the Australian financial services (AFS) license of West Australia-based Anquan Securities & Investments Pty Ltd (Anquan) as it was unable to comply with its license conditions. Anquan requested ASIC cancel their license, which ASIC did with effect from 11 December 2017. As part of the cancellation, ASIC imposed conditions…

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