Tag: Barclays

December 26, 2013 BY Gerald Segal

Barclays ends 2013 with $3.75M fine for poor client record keeping

The bank failed to keep some instant messages from Bloomberg Terminals, FX fix investigations related? On the second day of Christmas… FINRA settled with Barclays for systematically failing to keep proper records of emails and instant messages for 10 years. The company did not abide by securities laws that mandate companies to keep and protect…

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January 30, 2013 BY Gerald Segal

ICAP under investigation by FSA for Libor setting

ICAP being investigated for possible role in helping banks in their efforts to rig interest rates. Interbroker dealer ICAP, which also operates EBS, one of the leading Forex ECNs, acknowledged that it has been asked to provide information to regulators regarding the setting of Libor, and that one of its subsidiaries is the subject of an…

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October 02, 2012 BY Gerald Segal

Barclays FX leaves Integral for FXCM

Barclays will white label FXCM for retail FX. LeapRate Exclusive: One overlooked item from last week's announcement that Barclays will be white-labelling FXCM for its retail FX offering (to be offered in the UK only) was that Barclays ended its previous partnership with Integral in favor of the new one with FXCM. Barclays' statement on…

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