UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company GCC Investing. GCC Investing is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban Mr Yingjie Wang (also known as Jay Wang), a lawyer and accountant from Sydney, from providing financial services, the regulator has announced earlier today. At the time of the conduct considered by the AAT Mr Wang was a director, and sole signatory of…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Broker XP. Broker XP is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm Knight Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
Read moreThe Canadian Securities Administrators (CSA) has announced that it has just published CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers, which outlines the CSA’s plan to pursue four initiatives in the near-term that would remove redundancies and streamline disclosure requirements for investment fund issuers. Reviewing regulatory burden for investment fund issuers is…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Boerum Holdings. Boerum Holdings is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe Monetary Authority of Singapore (MAS) has just alerted the public to fraudulent emails impersonating MAS that attempt to get recipients to divulge their bank account IDs and passwords. Members of the public are advised not to click on the links in these emails or divulge any personal information including login IDs or passwords. These…
Read moreThe Cyprus Securities and Exchange Commission (CySEC) has announced that, at its meeting held on 23rd April 2018, decided, pursuant to sections 14(1)(a) and 14(1)(c) of the Law Regulating Companies Providing Administrative Services and Related Matters of 2012, as in force (‘the Law’), to withdraw the Administrative Services Provider authorisation with Number 20/196 of Standville…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Loans on Benefits PVT Ltd. Loans on Benefits PVT Ltd. is not authorised by the FCA but has been targeting people in the UK and is…
Read moreOTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, has just announced WISeKey International Holding Ltd (SIX Swiss Exchange: WIHN; OTCQX: WIKYY), a global cybersecurity company, has qualified to trade on the OTCQX® Best Market. WISeKey begins trading today on OTCQX under the symbol "WIKYY," where each ADR…
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