UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm FMP Fuhrer Marbach and Partners. FMP Fuhrer Marbach and Partners is not authorised by the FCA but has been targeting people in the UK and is…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Landa Asset Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed Martin Moloney, Head of Markets Policy Division of the Central Bank of Ireland to serve as the chair of the Investment Management Standing Committee. The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Hamilton-Scott Holdings Limited. Hamilton-Scott Holdings Limited is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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ASIC announced that has cancelled the Australian financial services (AFS) licence of Sydney based company Investment Advisers Alliance Pty Limited (AFS 237902) for failing to lodge its financial statements and auditor's reports for four consecutive years. ASIC Deputy Chairman Peter Kell said: The annual lodgement of financial statements and auditor's reports is an important part…
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The Dutch Authority for the Financial Markets (AFM) just announced that it has given an instruction to suspend trading in Pastor Participaciones Preferentes. Financial instrument: Bond ISIN code: XS0225590362 Reason for suspension: Other disorderly trading conditions Requested by operator of regulated market? No The instruction has been given on 7 june 2017 and is coming into force…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Ridge Capital Markets. Ridge Capital Markets is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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ASIC has applied to the Federal Court of Australia for the appointment of liquidators to 19 'special purpose vehicle' companies associated with the Macro Group, all of which have Desiree Veronica Macpherson as a director. These are: AGKM Green Pty Ltd; BA Sullivan Pty Ltd; Christians Holdings WA Pty Ltd; Ferrous Ferric Pty Ltd; Macpherson…
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ASIC announced that has cancelled the Australian financial services (AFS) licence of Sydney-based Group Underwriters & Managers Pty Ltd (GUM) for failing to lodge financial statements and auditor reports. GUM's AFS license has been suspended since November 2016 for failing to meet its financial services licensee obligations for consecutive years. After not lodging the financial…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Pension 2 Cash. Pension 2 Cash is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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