The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Nomura and Partners. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
Read moreAustralian regulator ASIC has announced that it has disqualified Mr Craig Hall Walton of East Melbourne, Victoria, from managing companies for four years as a result of his involvement in two failed companies. Mr Walton was disqualified after liquidators were appointed to Walton Construction Pty Ltd ACN 060 900 218 and Walton Construction (QLD) Pty…
Read moreThe Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have announced that the two agencies have approved a Memorandum of Understanding (MOU) that will help ensure continued coordination and information sharing between the two agencies. The MOU updates and enhances a 2008 MOU to make it more relevant in the current…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Everett Capital Partners. Everett Capital Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
Read moreThe Financial Markets Authority (FMA) has just issued a warning to a company called Tricom Securities Limited. Tricom Securities Limited ADDRESS: 27-29 William Pickering Drive, Albany, Auckland 0632 WEBSITE: www.tricomsec-hk.com PHONE: +852 5808 6706 EMAIL: [email protected] The FMA has stated several reasons for the warning: It could be involved in a scam. We have received…
Read moreAustralian regulator ASIC has announced that it has banned financial adviser Mr Graeme Ashley Cowper, of Oatley, NSW, from providing financial services for 4 years after an investigation found he was not adequately trained or competent to provide financial services. This is the first administrative banning decision made by ASIC’s new Financial Services and Credit…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm Crown Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
Read moreThe Financial Markets Authority (FMA) has just issued a warning to a company called Haojun Global Investment Limited. Haojun Global Investment Limited ADDRESS: 28 Schopolo Place, Schnapper Rock, Auckland, 0632, New Zealand WEBSITE: www.haojunglobalinvest.com PHONE: +64-9-888-0557 EMAIL: [email protected] Haojun Global Investment Limited is not registered to provide financial services in New Zealand. The FMA considers Haojun…
Read moreThe Financial Markets Authority (FMA) has just issued a warning to a company called Foreign Securities Commission of New Zealand (FSC). Foreign Securities Commission of New Zealand (FSC) ADDRESS: 27-29 William Pickering Drive, Albany, Auckland 0632 WEBSITE: www.fsc-govt.org PHONE: +64 9 9508783 EMAIL: [email protected] The FMA is concerned that the Foreign Securities Commission of New…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm BlueCrest Capital UK Ltd. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…
Read more