Category: Financial Services

bscs warning
July 05, 2017 BY Valentina Kirilova

AMF warns against www.chs-capital.com engaging in unauthorized investment services

According to the Autorité des marchés financiers (AMF), the validity and reliability of the investment services offered by www.chs-capital.com appears to be uncertain. Following several reports of French investors about www.chs-capital.com, the AMF issues a public warning concerning this website that pretend to offer various investments particularly in startup companies, real estate investment companies (SCPI),…

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fca warning
July 05, 2017 BY Valentina Kirilova

FCA warns against Dixon Associates Ltd firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Dixon Associates Ltd. Dixon Associates Ltd is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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Moscow Exchange MOEX
July 05, 2017 BY Valentina Kirilova

Moscow Exchange total trading volumes rise 12% in June

Moscow Exchange just announced its June volumes and total trading volumes across MOEX`s markets increased by 12.3% to RUB 78.9 trln. Turnover increased on the Bond Market (+26.9% YoY), Money Market (+20.9% YoY), Equity Market (+12.5% YoY) and FX Market (+10.7% YoY). Equity and Bond Market Total trading volumes on the Equity and Bond Market…

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July 05, 2017 BY Valentina Kirilova

European Supervisory Authorities publish Q&A on the key information document (KID)

The European Supervisory Authorities (ESAs) has just published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Products (PRIIPs) laid down in the European Commission Delegated Regulation (EU) 2017/653. This Q&A document aims at promoting common supervisory approaches and practices in the…

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fca warning
July 05, 2017 BY Valentina Kirilova

FCA warns against TraderVC firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm TraderVC. TraderVC is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:…

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OSC
July 05, 2017 BY Valentina Kirilova

OSC approves settlement agreement with Electrovaya Inc. and Sankar Das Gupta

The Ontario Securities Commission (OSC) announced that has approved a settlement agreement with Electrovaya Inc. and its President and Chief Executive Officer, Dr. Sankar Das Gupta, in connection with the company’s failure to comply with disclosure obligations, including its failure to update forward-looking information. This settlement agreement follows allegations by OSC Staff that Electrovaya issued…

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