TMX Group Limited (TSX:X) has released November 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX. Toronto Stock Exchange's results jumped with 25% MoM, but were slightly lower than the same period last year. TSX Venture Exchange results rose to 6,258,523,551. Alpha…
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Canadian securities regulator the British Columbia Securities Commission (BCSC) has added to its Investment Caution List the company Asia & Pacific Holdings Inc. Asia & Pacific Holdings Inc. (the Company) claimed to be an investment firm with offices in Hong Kong, Japan and Vancouver, British Columbia (BC). Asia & Pacific Holdings Inc. Website: www.asiapacificholdingsinc.com Address:…
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Cboe Global Markets, Inc. (Nasdaq: CBOE) announced that it has welcomed a new ARK fund to the Cboe ETF Marketplace. The ARK Israel Innovative Technology ETF (Cboe: IZRL) seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the ARK Israeli Innovation Index. The Index is designed to track…
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The U.S. Securities and Exchange Commission (SEC) has announced an award of more than $4.1 million to a former company insider who alerted the agency to a widespread, multi-year securities law violation and continued to provide important information and assistance throughout the SEC’s investigation. The whistleblower is the third awarded by the SEC in the past week.…
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On 4 December 2017, Moscow Exchange (MOEX) began offering Sponsored Market Access (SMA) to resident and non-resident clients of MOEX market participants to facilitate their trading on the Russian market. The SMA technology allows direct access to trading on Moscow Exchange's Equity & Bond Market. Prior to 4 December, clients of MOEX market participants could…
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A California-based audit firm is being charged with conducting flawed audits and reviews of financial statements, which are critical sources of information for investors, SEC announced earlier today. The SEC’s Enforcement Division alleges that Anton & Chia LLP and its accountants ignored numerous indications of fraudulent financial reporting by three of the firm’s audit clients…
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ASIC has negotiated the imposition of additional conditions on the Australian financial services (AFS) license of MyPlanner Australia Pty Ltd (MyPlanner) after they found MyPlanner was giving poor financial advice, and lacked adequate monitoring and supervision of its representatives. As a large number of representatives and staff recently moved to a second AFS licence, MyPlanner…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Independence Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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2017 has been an important year for Eurex, Europe’s largest derivatives exchange and part of Deutsche Börse Group. After seeing challenging market conditions as a consequence of an election cycle in Europe, shortly before year-end, all eyes are now on MiFID II. Eurex is ready and is supporting the transition of markets”, said Randolf Roth,…
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Moscow Exchange (MOEX) has just released its market report for the month of November. Total trading volume across Moscow Exchange`s markets in November was RUB 70.4 trln. The Bond Market posted the strongest volume growth (+43.3% YoY). Turnover also grew on the Equity Market (+9.1% YoY) and FX Market (+6.2% YoY). Equity and Bond Market…
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