Category: Financial Services

Shenzhen Stock Exchange publicly denounces Changsheng Bio-technology
January 23, 2018 BY Valentina Kirilova

Shenzhen Stock Exchange improves the risk management system

SZSE attaches much importance to risk management and informed that it has been actively exploring a perfect mode of risk management. By now, SZSE has formed an overall risk management system based on evaluation and prevention beforehand, control and handling of risks at their occurrence, and summary and improvement afterward at different stages of risk…

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January 23, 2018 BY Valentina Kirilova

Blackwell Global Hong Kong acquires new SFC asset management license

Blackwell Global Hong Kong announced today the acquisition of the Hong Kong Securities and Futures Commission asset management license (SFC Type 9 License No. BJU094). Having built a wealth of resources and established market advantage through the Blackwell Global Group’s presence in multinational financial centers, the company is able to provide a wider range of…

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KPMG accountants charged steal test
January 22, 2018 BY LeapRate Staff

Six CPAs charged with 'Stealing the Exam' ahead of KPMG audit inspections

The U.S. Securities and Exchange Commission has announced charges against six certified public accountants, including former staffers at the Public Company Accounting Oversight Board (PCAOB) and former senior officials at KPMG LLP, arising from their participation in a scheme to misappropriate and use confidential information relating to the PCAOB's planned inspections of KPMG. The SEC's…

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January 22, 2018 BY Valentina Kirilova

Canadian regulator NSSC introduces new Investor Alert Database

The Nova Scotia Securities Commission (NSSC) informed that it is making it easier for investors to find out if those “latest and greatest” investment opportunities are potentially scams. The commission has a new Investor Alert Database on its website. Investor alerts are published by the Commission to warn of unlawful investment raising schemes that the…

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January 22, 2018 BY Valentina Kirilova

TAIFEX adds GBP and AUD futures to FX product portfolio

The Taiwan Futures Exchange (TAIFEX) announced that it has just launched two new FX futures contracts – GBP/USD Futures and AUD/USD Futures. The addition of the two new futures contracts is the next step in TAIFEX’ strategy to rapidly expand its FX product line, which it began building in 2015 with the introduction of RMB…

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