UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Billson Capital Partners. Billson Capital Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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deVere Group has announced that it has just launched a new investment app due to a “seismic shift in client expectations.” Available now for Apple and Android, deVere Core is deVere Group’s latest fintech proposition. deVere Group founder and CEO, Nigel Green, commented: deVere Core has been designed to provide our clients with the latest…
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The Financial Markets Authority (FMA) has just issued a warning against a scam company Greenfields Capital. Greenfields Capital Address: 9th Joe Street, 5th Floor, Office 71, Tallinn, Estonia Website: www.greenfieldscapital.com Phone: +44 2013 608 0844 Email: [email protected] Reason for warning: Greenfields Capital is not incorporated in New Zealand and is not registered on the Financial…
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The Financial Markets Authority (FMA) has just issued a warning against a scam company Securities Authority of New Zealand. Securities Authority of New Zealand Associated entities: Haig Lafferty & Partners Address: 41 Shortland Street, Auckland Central, Auckland Website: www.sanz-gov.nz Phone: +64 9 8862816 Email: [email protected] Reason for warning: The “Securities Authority of New Zealand” (SANZ)…
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The Financial Markets Authority (FMA) has just issued a warning against a scam company Haig, Lafferty & Partners. Haig, Lafferty & Partners Associated entities: Securities Authority of New Zealand Address: 5th Floor, Comsmart Building, 53 Boulcott Street, Wellington 6011 Website: www.haiglafferty.com Phone: +64 4 8302404 Email: [email protected] Reason for warning: The FMA has received reports…
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The Hong Kong Securities and Futures Commission (SFC) has just announced that it has reprimanded and fined HPI Forex Limited (HPI) $2 million for mis-handling client money. The SFC’s disciplinary action came after an admission by HPI that it had transferred client money up to $8 million to the accounts of its overseas brokers between…
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The Financial Markets Authority (FMA) has just issued a warning against a scam company Capital Management. Capital Management Address: 9 Tampines Grande, Singapore 528735 Website: www.capitalmgt.com Phone: +6531080737 Email: [email protected] Reason for warning: The FMA has received a report from about Capital Management cold calling New Zealand residents and offering investment opportunities. The regulator has…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Radcliffe and Young Asset Management. Radcliffe and Young Asset Management is not authorised by the FCA but has been targeting people in the UK and is…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Generali Brokers. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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FINRA has announced that it has fined Interactive Brokers LLC (Interactive) $5.5 million for Regulation SHO violations and supervisory failures spanning a period of at least three years. To limit ongoing naked short positions, firms are required by the SEC’s Reg SHO, after completion of a short sale transaction, to deliver the shares on settlement…
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