Tag: Abu Dhabi

October 19, 2015 BY Maria Nikolova

SCA presents new requirements for internal audit reports at securities brokerages

The Securities and Commodities Authority (SCA), the regulator responsible for the oversight of securities brokerages in the United Arab Emirates, has issued a circular concerning the internal audit reporting for securities brokerage companies. The circular introduces new, tighter requirements for internal reports at such companies. Under the new rules, which come into force in the…

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