UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company JT Capital Markets. JT Capital Markets is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Holland and Pearce Capital Partner. Holland and Pearce Capital Partner is not authorised by the FCA but has been targeting people in the UK and is…
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The Australian Securities and Investments Commission (ASIC) today issued a statement banning Mark Joseph Hinsley from working in the financial services industry for a period of three years. This is the second ban issued by the Australian regulator this week. Hinsley was a director at Foster Stockbroking Pty Ltd (FSB) where he headed the investment…
Read moreThe U.S. Commodity Futures Trading Commission (CFTC) today issued a joint statement in collaboration with three U.K. regulators, which are the Bank of England (BoE), the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA), regarding activities relating to the trading and clearing of derivatives between both countries after Brexit. The statement reassured market…
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The Australian Securities and Investments Commission (ASIC) today announced that it has banned Matthew McCrow from working in the financial services industry for five years starting 15 January 2019. McCrow was a director at Jade Capital Partners, an Australian investment company that provided managed discretionary account (MDA) products to its clients, whose license was cancelled…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company FCA Investments. FCA Investments is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Wexner Consultancy Group. Wexner Consultancy Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Steiner and Partners. Steiner and Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Harper and Brown. Harper and Brown is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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The Hong Kong Securities and Futures Commission (SFC) released the current issue of its SFC Regulatory Bulletin: Listed Corporations, which included an update on how it will execute its authority as stipulated in the Securities and Futures (Stock Market Listing) Rules to protect investors. The dispatch outlined some of the recent steps taken by the…
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