Category: Regulation

scam company
August 22, 2018 BY Valentina Kirilova

New Zealand FMA warns against Capital Management

The Financial Markets Authority (FMA) has just issued a warning against a scam company Capital Management. Capital Management Address: 9 Tampines Grande, Singapore 528735 Website: www.capitalmgt.com Phone: +6531080737 Email: [email protected] Reason for warning: The FMA has received a report from about Capital Management cold calling New Zealand residents and offering investment opportunities. The regulator has…

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FCA warning
August 22, 2018 BY Valentina Kirilova

FCA warns against Radcliffe and Young Asset Management firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Radcliffe and Young Asset Management. Radcliffe and Young Asset Management is not authorised by the FCA but has been targeting people in the UK and is…

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fca warning clone firm
August 21, 2018 BY Valentina Kirilova

FCA warns against Generali Brokers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Generali Brokers. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fma warning
August 21, 2018 BY Valentina Kirilova

FSC Mauritius warns against Investors Europe Stock Brokers Mauritius

Mauritius financial regulator the Financial Services Commission (FSC) has announced that an entity in the name of Investors Europe Stock Brokers Mauritius has contacted several entities and individuals through email to proposed its services as Fund Manager and that this Company is offering a very high profit margin. The FSC Mauritius has informed the public…

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fca warning
August 21, 2018 BY Valentina Kirilova

FCA warns against Brokerz Union firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Brokerz Union. Brokerz Union is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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clone firm FCA warning
August 21, 2018 BY Valentina Kirilova

FCA warns against Loan Skipper clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Loan Skipper. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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FCA warning
August 21, 2018 BY Valentina Kirilova

FCA warns against Olimp Finance firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Olimp Finance (owned by Cassius Services Limited). Olimp Finance is not authorised by the FCA but has been targeting people in the UK and is also…

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fca warning
August 20, 2018 BY Valentina Kirilova

FCA warns against Ostrich Capital firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Ostrich Capital. Ostrich Capital is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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fca warning clone firm
August 20, 2018 BY Valentina Kirilova

FCA warns against Orbit Investment Services clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Orbit Investment Services. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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August 20, 2018 BY Valentina Kirilova

SEC adopts amendments to simplify and update disclosure requirements

The Securities and Exchange Commission (SEC) has announced that it has voted to adopt amendments to certain disclosure requirements that have become duplicative, overlapping, or outdated in light of other Commission disclosure requirements, U.S. Generally Accepted Accounting Principles (GAAP), or changes in the information environment. The amendments are intended to simplify and update the disclosure…

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