UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Trading Trinity. Trading Trinity is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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To provide better support in legal and regulatory matters to listed companies, particularly SMEs and mid-tier firms, the Autorité des marchés financiers (AMF) announced that it is publishing an overview of the main provisions in force. Organised by topic and listed market, the guide is a practical, informative and easy-access resource for gaining a firmer…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Century Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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EquiChain, the London-based FinTech specialising in blockchain technology for capital markets, announced that it has been accepted into the Abu Dhabi Global Market (ADGM) Regulatory Laboratory (RegLab) programme to develop and test its latest FinTech innovation. In doing so, paving the way to become a key part of the financial market infrastructure of the United…
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Merrill Lynch International (MLI) has been fined £34,524,000 by the Financial Conduct Authority (FCA) for failing to report 68.5 million exchange traded derivative transactions between 12 February 2014 and 6 February 2016. This is the first enforcement action against a firm for failing to report details of trading in exchange traded derivatives, under the European…
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Career technologists, Martin McCann and Dr. Matthias Born, announced that they are launching a world-first lending tech for banks and traditional lenders that will help to equip them against competition from tech giants such as Facebook, Tencent, and eBay wanting to enter financial services. Trade Ledger is a lending platform that transforms digital data from…
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The European Energy Exchange (EEX) and China Beijing Environment Exchange (CBEEX) signed a Memorandum of Understanding (MoU) last Friday in order to form a strategic partnership for the joint development of the Chinese carbon market. The MoU is concluded against the background of the Chinese national emission trading system (ETS), which is expected to be…
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The Tokyo Commodity Exchange, Inc. (TOCOM) announced today that the Exchange granted a Remote Broker Membership to Holly Su Futures (Hong Kong) Co., Ltd. Holly Su Futures is the Hong Kong subsidiary of Holly Futures, a Nanjing-based Chinese futures commission merchant on October 20. They now hold the second Remote Broker Membership at TOCOM. Remote…
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Dubai Financial Market (DFM) and Nasdaq Dubai have signed a licence agreement under which futures contracts linked with the DFM General Index (DFMGI) will be traded on Nasdaq Dubai’s equity futures market. The launch of the index futures is a core element of the exchanges’ joint strategy to offer institutional and retail investors attractive new…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Britannia Capital Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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