37 Issuers, 191 Funds Now Listed on Bats in the U.S. Bats, a CBOE Holdings, Inc. (NASDAQ:CBOE) company, and the market for exchange-traded product (ETP) trading globally, announced that besides the two new PowerShares funds, and the iShares funds, has welcomed one more issuer OppenheimerFunds to the Bats ETF Marketplace, with the listing of three…
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Malaysia, widely acknowledged as being in the forefront of Islamic finance, announced that is taking the lead in promoting the sustainable and responsible investing (SRI) proposition based on its shared values with Islamic finance. As part of initiatives to generate greater awareness on responsible investing, Securities Commission Malaysia (SC) and Bursa Malaysia co-hosted the Responsible…
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After imposing a fine on CybAero amounting to three annual fees just yesterday, the Disciplinary Committee of Nasdaq Stockholm announced that has found that Skandinaviska Enskilda Banken AB (SEB) has breached Nasdaq Stockholm’s Rule Book for Issuers (“the Rule Book”) and, accordingly, has ordered SEB to pay a fine of one annual fee, corresponding to…
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Swissquote just announced that has launched Bitcoin trading on its trading platform. Bitcoin trading is now available to all customers with a Swissquote trading account. Bitcoin is a virtual currency, completely independent of any institutions, including the monetary policies of the central banks and their key interest rates. Bitcoin’s price is set freely, according to…
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FCA regulated retail forex and CFD broker INFINOX Capital Limited has announced that it has further raised the threshold of its clients’ insurance above the £50,000 compensation per customer provided by the Financial Services Compensation Scheme (FSCS), which is the fund of last resort for customers of UK authorised firms provided in case of a firm’s…
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The Federal Court of Australia has ordered Huntley Management Limited to pay a penalty of $50,000 for false and misleading advertising that its investment projects were 'approved by the Australian Securities and Investments Commission', ASIC announced earlier today. Huntley made the statements on its website between 21 September 2010 and 7 October 2015 and in…
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Bats, a CBOE Holdings, Inc. (NASDAQ:CBOE) company, and the market for exchange-traded product (ETP) trading globally, just announced that has today welcomed two new PowerShares funds to the Bats ETF Marketplace. Their launch brings the total number of PowerShares funds listed on the Bats ETF Marketplace to 10. The other ones were listed earlier this…
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The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), has today (Friday) published a report summarising key findings from its review of 100 periodic financial reports released by listed issuers (issuers) between February 2016 and April 2017. We encourage issuers to take note of…
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SIX Exchange Regulation announced that has reached an agreement with Perfect Holding SA in connection with a breach of the accounting standards (IFRS) in the 2016 interim financial statements. The identified deficiency relates to the translation of goodwill arising from the acquisition of a foreign operation. As part of the agreement, the company has committed…
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ASIC’s cost recovery framework has been finalised, incorporating changes made after broad industry consultation. The framework, outlined in Report 535 ASIC cost recovery arrangements: 2017-18, identifies industry sectors and provides a methodology for how the levies will be calculated. As a result of legislation passed on 15 June 2017, industry funding will see regulated entities…
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