Regulators in the UK and EU working to enhance confidence in the financial markets by intensifying their enforcement action. SteelEye’s Three-Way Reconciliation solution is designed to helps firms address data …
Month: November 2021
The court also found that Capson made misrepresentations about Denari’s activities to the National Futures Association (NFA). The court ordered Capson and Sarkar to payf $250,000 and $166,000, respectively, as …
Sean M. O’Connor, CEO of StoneX Group Inc., stated: Although our fourth quarter earnings were below our long-term target, we were pleased to see that for the fiscal year we …
Wharton’s appointment follows the latest funding round which will accelerate the development of Appital’s technology infrastructure. It will also speed up its integration with financial institutions and technology vendors and …
The regulator also estimates that 25,000 customers were charged more than $5 million in fees that had not been disclosed adequately. ASIC Deputy Chair Sarah Court said: ASIC is disappointed …
LR: What is the primary focus of 8topuz? Abdul: The primary focus of 8topuz is to democratize investing. Regardless of whether someone is aretail investor with a small amount of …
The document states: We are making European financial market supervisory law fit for digitization and for complex group structures in order to ensure holistic and risk-adequate supervision of new business …
The official Companies House filing said: The results for the year and financial position at the year-end were considered satisfactory by the directors who expect continued growth in the foreseeable …
According to the official announcement, they are prohibited from the following activities: (i) entering into transactions in respect of any securities; (ii) processing any withdrawals or transfers of securities and/or …
Just2Trade’s Executive Director, Georgios Argytakis commented: We are happy to announce our partnership with Your Bourse and feel it will be mutually beneficial. As we provide services for both retail …
