Tag: RegTech

May 15, 2018 BY Valentina Kirilova

muinmos teams up with NorthRow to offer automated onboarding solution

RegTech software specialist muinmos announced that it has partnered with NorthRow, a complementary RegTech compliance software provider, to offer a powerful combined fully automated solution to support client onboarding in the financial services sector. The integration between muinmos and NorthRow enables financial institutions to undertake all Know Your Client (KYC) and Anti Money Laundering (AML)…

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April 26, 2018 BY LeapRate Staff

Exclusive: Lars Holst invests in Regtech firm muinmos

LeapRate Exclusive... The CFH Clearing fraternity runs deep. LeapRate has learned that former CFH Clearing co-founder and CEO Lars Holst has invested in, and joined the board of, Regtech firm muinmos. He was also appointed as Chairman of muinmos, and will play an active role in the company. muinmos was founded by Mr. Holst's CFH…

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Shield FC launches new version of eComms data management platform
March 27, 2018 BY Valentina Kirilova

Shield FC launches new version of eComms data management platform

Shield Financial Compliance (Shield FC), a specialist RegTech provider, has today unveiled its next generation data management platform for capturing, archiving, analysing and investigating electronic communication (eComms) to meet the growing record-keeping, data governance and best execution requirements of financial firms. MiFID II, GDPR, MAR, Dodd Frank and FINRA require financial institutions to capture, protect…

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FlexTrade teams up with ACA Technology to provide data on-demand for trade surveillance
March 13, 2018 BY Valentina Kirilova

Rosenthal Collins Group collaborates with Eventus Systems for trade surveillance

Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, has just announced that the independent futures brokerage and clearing firm Rosenthal Collins Group LLC (RCG) has deployed its Validus platform for RCG’s trade surveillance needs. RCG chose the cloud version of the platform for its compliance officers to monitor trading activity…

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NEX Group cloud Celent
March 06, 2018 BY Valentina Kirilova

NEX and Celent publish Cloud in Capital Markets white paper

The financial technology company NEX (LON:NXG) and the research, advisory, and consulting firm focused on financial services technology, Celent, announced that they have published a new white paper. named ‘Cloud in Capital Markets - Getting ahead of tomorrow.’ The white paper provides an in-depth analysis of the benefits and risks of cloud technology and its…

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January 12, 2017 BY admin

RegTech firm AQMetrics enhances readiness of MiFID II solution

Ireland-headquartered RegTech company, AQMetrics, today announced new enhancements to its end-to-end risk and compliance solution as part of its cloud-based platform. These enhancements will help both buy-side and sell-side firms better prepare for MiFID II (Markets in Financial Instruments Directive II), a year in advance of the regulatory deadline of January 2018. The recent enhancements…

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December 20, 2016 BY LeapRate Staff

The expanding world of RegTech: Backpack.io founder Yoni Avital speaks

LeapRate Exclusive Interview… LeapRate reported exclusively last month that trading platform provider TradeSmarter has spun off a new RegTech company called Backpack. Based in Singapore, Backpack (www.backpack.io) provides turnkey back office solutions for brokers. Since posting, we've had a lot of queries from LeapRate readers about RegTech, and why it is becoming an important issue…

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