Case is agency’s first against an issuer of retail structured notes.
Read MoreUBS’s sale of Forex investment products under investigation
Securities arbitration law firm Dimond Kaplan & Rothstein is investigating whether UBS misled investors in the marketing and selling of the complex V10 product and other currency and foreign-exchange transactions.
Read MoreUBS’s Chief Currency Strategy Head Mansoor Mohi-uddin leaving post
UBS AG’s (NYSE:UBS) chief global currency strategist has left the Swiss bank as part of its efforts to cut costs…
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