Tag: Managed Accounts

March 09, 2015 BY Mike Fox

Forex Yellow Pages Interview: The new marketing for managed accounts

Shaun Overton, the founder of OneStepRemoved, a Dallas based firm which offers programming services for traders developing custom applications believes that managed accounts and EAs have a shaky reputation in the FX industry among investors. LeapRate's Forex Yellow Pages had the chance to catch-up over the weekend with Shaun about his success in marketing QB Pro, one of the…

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December 17, 2014 BY Mike Fox

No action relief! Properly registered CTA's will not be required to record oral communications

The staff of the Commodity Futures Trading Commission today issued no-action relief for certain Regulation 1.35(a) recordkeeping requirements. The relief is granted to commodity trading advisors (CTAs) registered with the CFTC that are also members of a designated contract market or swap execution facility (SEF) from Rule 1.35(a)’s oral record keeping requirements. The relief also…

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