Paul Levenson, Director of the SEC’s Boston Regional Office commented: Microcap stocks can be particularly vulnerable to manipulative schemes, and…
Read More
Bitcoin Ponzi scheme run by Gelfman Blueprint Inc uncovered by the CFTC
The U.S. Commodity Futures Trading Commission (CFTC) has announced the filing of a federal civil enforcement action in the U.S….
Read More
Bats welcomes StrongVest as a new issuer to the Bats ETF Marketplace
Bats, a CBOE Holdings, Inc. (NASDAQ: CBOE) company, welcomed StrongVest Global Advisers, LLC as a new issuer to the Bats…
Read More
New York FX investment fraudsters ordered to pay $11.6M in sanctions
The U.S. Commodity Futures Trading Commission (CFTC) obtained judgments against each of the Defendants and Relief Defendants in a fraudulent,…
Read MoreCFTC orders Barclays to pay $800,000 for supervision failures
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Capital, Inc….
Read MoreOTC Markets Group welcomes First Security Inc. to OTCQX best market
OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, has announced First Security Inc….
Read MoreEnvironmental Financial Products and CBOE Holdings announce new interbank lending exchange and interest rate benchmark
CBOE will operate the web-accessible, secure, electronic trade matching engine and will also support surveillance and membership services.
Read MoreOpen source low latency runtime environment advances as Azul Systems gains Red Hat certification
Azul’s high throughput, low latency Java Virtual Machine, as well as the firm’s 100% open source Java development kit, are now both certified with Red Hat’s business process management (BPM) and business rules management systems (BRMS) technologies
Read MoreMONEX sees revenues drop 10% M/M in January, as financial expenses rise
Monex Inc, the Japanese retail Forex broker, earlier today posted some of the financial metrics for the first month of…
Read MoreCiti exiting Japan retail banking business
Citigroup Inc is exiting retail banking businesses in a number of countries, focusing more on institutional clients.
Read More