Tag: FX Evolve

June 10, 2015 BY Andrew Saks-McLeod

FX Evolve and Jason B. Hoerr to pay $50,000 NFA fine if either applies for NFA membership

FX Evolve and its principal, Jason B. Hoerr, have agreed a settlement with the NFA that if either should apply for NFA membership, they must pay a fine of $50,000 following a complaint in December regarding conducting business with non-NFA members, and AML irregularities

December 31, 2014 BY Andrew Saks-McLeod

NFA censures FX Evolve over managed account irregularities

In a complaint issued today, the NFA alleges that introducing broker FX Evolve engaged in business activity with convicted fraudster Steve Minger, who operated managed FX accounts

Tag: FX Evolve

FX Evolve and Jason B. Hoerr to pay $50,000 NFA fine if either applies for NFA membership

NFA censures FX Evolve over managed account irregularities

JPMorgan Fined by FINRA, Ordered to Pay Over $2 Million

Euroclear Unveils Plan to Establish a ‘True Single Market for Post-Trade Services’

Corpay Launches Corpay Complete Platform in the UK

FINRA Fines Cantor Fitzgerald for Regulation Notification Failures

Deutsche Börse’s Eurex Announces Launch of Futures on the MSCI Korea Index