FCA appoints Hong Kong SFC Head of Enforcement as Director of Market Oversight LeapRate

June 08, 2015 BY Andrew Saks-McLeod

FCA appoints Hong Kong SFC Head of Enforcement as Director of Market Oversight

British financial markets regulator, the FCA, has appointed Hong Kong Securities and Futures Commission executive Mark Steward as Director of Market Oversight, and Santander Managing Director Barbara Frohn as Director of Risk and Compliance Oversight

February 23, 2015 BY Andrew Saks-McLeod

FCA instigates ruling to strengthen individual accountability; some non-executive directors subject to regulatory oversight

Non-Executive Directors with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) confirmed today

December 24, 2014 BY Andrew Saks-McLeod

FCA wants to regulate more benchmarks including London closing spot rate. What does the industry think?

Following the recent cases in which firms have been censured for LIBOR and FX rate manipulation, the FCA is seeking industry perspective with regard to regulating 7 more benchmarks including WM/Reuters (WMR) London 4pm Closing Spot Rate

Tag: British regulation