British financial markets regulator, the FCA, has appointed Hong Kong Securities and Futures Commission executive Mark Steward as Director of Market Oversight, and Santander Managing Director Barbara Frohn as Director of Risk and Compliance OversightRead more
FCA instigates ruling to strengthen individual accountability; some non-executive directors subject to regulatory oversight
Non-Executive Directors with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) confirmed todayRead more
FCA wants to regulate more benchmarks including London closing spot rate. What does the industry think?
Following the recent cases in which firms have been censured for LIBOR and FX rate manipulation, the FCA is seeking industry perspective with regard to regulating 7 more benchmarks including WM/Reuters (WMR) London 4pm Closing Spot RateRead more