Category: Regulation

Regulation
March 22, 2019 BY Valentina Kirilova

ASIC removes Morgans Financial Ltd's additional license conditions

The Australian regulator ASIC informed that it has removed additional license conditions imposed on Morgans Financial Limited back in 2016. In November 2016, ASIC and Morgans Financial Limited agreed for an independent compliance consultant to monitor, evaluate and report on Morgan’s implementation of recommendations arising from an independent review of its compliance measures. The conditions…

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clone firm FCA warning
March 20, 2019 BY Valentina Kirilova

FCA warns against Priv Invest clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Priv Invest. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fca warning
March 19, 2019 BY Valentina Kirilova

FCA warns against NB International firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company NB International. NB International is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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clone firm FCA warning
March 19, 2019 BY Valentina Kirilova

FCA warns against Terium Gestium clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Terium Gestium. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fca warning clone firm
March 19, 2019 BY Valentina Kirilova

FCA warns against Sucden Financial clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Sucden Financial. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fca warning clone firm
March 18, 2019 BY Valentina Kirilova

FCA warns against Schurz Helmut clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Schurz Helmut. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fca warning
March 18, 2019 BY Valentina Kirilova

FCA warns against Waterfield Consulting Group

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Waterfield Consulting Group. Waterfield Consulting Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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clone firm FCA warning
March 18, 2019 BY Valentina Kirilova

FCA warns against Financial Exchange clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Financial Exchange. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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sec charges
March 18, 2019 BY Valentina Kirilova

French AMF issues public warning against fraudulent website

The Autorité des marchés financiers (AMF) has issued a public warning against the activities of this website, www.porto-immo.com. The French regulator has warned the public about the activities of PORTO IMMO SCPI Company and its website listed above, as the two entities are inviting French citizens to invest in their reals estate investment firm (SCPI)…

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