CDS signs Memorandum of Understanding with Canadian Equities Exchanges LeapRate

February 09, 2018 BY Valentina Kirilova

CDS signs Memorandum of Understanding with Canadian Equities Exchanges

Collaborative solution marks the conclusion of TMX Group's regulatory engagement regarding the clearing of securities of issuers with marijuana-related U.S. activities CDS, Canada's equities and fixed income clearing house, today announced the signing of a Memorandum of Understanding (MoU) with recognized Canadian equities exchanges outlining the parties' understanding of Canada's regulatory framework applicable to the…

February 09, 2018 BY Valentina Kirilova

FCA warns against Charles Ross Associates firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Charles Ross Associates. Charles Ross Associates is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

February 09, 2018 BY Valentina Kirilova

CySEC fines Chesterfield Corporate Services Ltd €20,000

The Board of the Cyprus Securities and Exchange Commission (CySEC) has just informed the public that, at its meeting held on 20th November 2017, decided to impose a total administrative fine of €20.000 on the ASP Chesterfield Corporate Services Ltd for noncompliance with: Sections 58(a), 58(c) and 58(e) of the Prevention and Suppression of Money…

February 09, 2018 BY Valentina Kirilova

Dermapharm Holding opens the Frankfurt Stock Exchange 2018 IPO season

The Frankfurt Stock Exchange has just announced its first IPO of the year: a family-owned Pharmaceutical company named Dermapharm has been listed today. Shares in Dermapharm Holding SE (ISIN: DE000A2GS5D8), based in Grünwald near Munich, opened at €28.00, following an issue price of €28.00. Total issue volume stood at 377 million. With the Prime Standard, family-owned…

February 09, 2018 BY Valentina Kirilova

Borsa İstanbul welcomes Enerjisa Enerji

Enerjisa Enerji, Turkey electricity distribution and retail business company, started being traded on Borsa İstanbul on February 8, 2018. With the initial public offering (IPO), Enerjisa Enerji sold 20% of its shares, attracting great interest from both domestic and international investors. Enerjisa Enerji will be traded with the ticker code ENJSA. The initial public offering of…

February 09, 2018 BY Valentina Kirilova

FCA warns against Mayford Capital Partners firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Mayford Capital Partners. Mayford Capital Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

February 09, 2018 BY Valentina Kirilova

SGX welcomes Rui Da International as Derivatives Trading Member

Singapore Exchange (SGX) announced that it has just welcomed Hong Kong-based Rui Da International Finance Holding Limited (Rui Da International) as a Trading Member of its derivatives market. Michael Syn, Head of Derivatives at SGX, said: We are pleased to have Rui Da International join our derivatives market, helping to grow our distribution in Greater…

February 08, 2018 BY Valentina Kirilova

Canadian securities regulators sign agreement with French AMF

The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (participating jurisdictions) today announced a co-operation agreement with the French Autorité des marchés financiers (French AMF, based in Paris, France). This agreement will allow the participating jurisdictions and the French AMF to refer novel businesses seeking to enter…

February 08, 2018 BY Valentina Kirilova

Deutsche Börse launches Scale 30 Index

Selection index comprises the 30 most liquid equities from the Scale segment Deutsche Börse announced that it is expanding its index offering by launching the Scale 30 Index on Wednesday. The selection index tracks the performance of the 30 most liquid companies listed in the SME segment Scale. Eligibility for index inclusion depends on order…

February 08, 2018 BY Valentina Kirilova

FCA and ICO statement on data protection rule GDPR, effective May 25, 2018

The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR). The EU General Data Protection Regulation (GDPR) will apply in the UK from 25 May 2018. It is an essential step forward in enhancing the privacy and security of personal data.…

Category: Financial Services