Category: Financial Services

scam company
August 22, 2018 BY Valentina Kirilova

New Zealand FMA warns against Capital Management

The Financial Markets Authority (FMA) has just issued a warning against a scam company Capital Management. Capital Management Address: 9 Tampines Grande, Singapore 528735 Website: www.capitalmgt.com Phone: +6531080737 Email: [email protected] Reason for warning: The FMA has received a report from about Capital Management cold calling New Zealand residents and offering investment opportunities. The regulator has…

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FCA warning
August 22, 2018 BY Valentina Kirilova

FCA warns against Radcliffe and Young Asset Management firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Radcliffe and Young Asset Management. Radcliffe and Young Asset Management is not authorised by the FCA but has been targeting people in the UK and is…

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fca warning clone firm
August 21, 2018 BY Valentina Kirilova

FCA warns against Generali Brokers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Generali Brokers. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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fma warning
August 21, 2018 BY Valentina Kirilova

FSC Mauritius warns against Investors Europe Stock Brokers Mauritius

Mauritius financial regulator the Financial Services Commission (FSC) has announced that an entity in the name of Investors Europe Stock Brokers Mauritius has contacted several entities and individuals through email to proposed its services as Fund Manager and that this Company is offering a very high profit margin. The FSC Mauritius has informed the public…

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fca warning
August 21, 2018 BY Valentina Kirilova

FCA warns against Brokerz Union firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Brokerz Union. Brokerz Union is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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sec charges
August 21, 2018 BY Valentina Kirilova

SEC charges founder in fraudulent scheme

The Securities and Exchange Commission (SEC) has announced that it has charged the founder of San Francisco-based venture capital funds and his investment advisory firm with overcharging investors to fund personal projects, including sending millions of dollars to his own virtual reality production company. The SEC’s complaint alleges that Michael B. Rothenberg, 34, marketed his…

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Whale concentrations in BTC and Tether raising manipulation concerns
August 21, 2018 BY Valentina Kirilova

Thomson Reuters and the Singapore FinTech Association join forces to fight financial crime

Information giant Thomson Reuters (NYSE:TRI) and the Singapore FinTech Association (SFA) have announced that they have committed to join forces on projects and initiatives contributing to the development of the FinTech industry in Singapore. The collaboration will involve working closely with financial institutions, local universities and startups, focusing on leveraging emerging technologies to solve issues…

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clone firm FCA warning
August 21, 2018 BY Valentina Kirilova

FCA warns against Loan Skipper clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Loan Skipper. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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insider trading
August 21, 2018 BY Valentina Kirilova

Former director of mining company found guilty of insider trading

Australian regulator ASIC has announced that Mr Darren James Lind, aged 47 of Brighton, South Australia, has been found guilty of two charges of insider trading in shares of ASX listed mining exploration company Minotaur Exploration Ltd (Minotaur). The verdict follows a two week trial before Judge Tracey in the District Court of South Australia.…

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