Tag: OSC

August 25, 2015 BY Mike Fox

Canadian securities regulator OSC warns against SpotFN and Broker Capital

Another week brings more brokerage warnings from Canada, today the Canadian provincial regulator Ontario Securities Commission (OSC) would like to warn the public regarding two brokers for attempting to do business in the Canadian province without being registered to solicit clients or conduct business in Ontario, Canada. The first broker listed is SpotFN, LLC doing business as SpotFN.com…

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August 09, 2015 BY LeapRate Staff

Canadian securities regulator OSC warns against BerkleyFX, Amber Options and OptiCrown

Canada's leading securities regulator, the Ontario Securities Commission (OSC), has issued warnings against one FX and two Binary Options online brokers - BerkleyFX, Amber Options and OptiCrown. None of the three aforementioned firms are regulated by the OSC. The three new additions to the OSC's warning list are the first online brokers added since warnings regarding OneTwoTrade,…

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March 06, 2015 BY Maria Nikolova

Canada's OSC warns of unauthorized binary options broker Titan Trade

The Ontario Securities Commission (OSC) today issued a warning about binary options broker Titan Trade Capital Limited. The regulator is concerned that the company, which offers its services via www.titantrade.com, is making its services available to residents of Ontario, without having the necessary license to do so. According to Canadian laws, companies are allowed to…

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