European regulators collaborate to warn of potential advance fee fraud scheme in Sweden
According to Swedish Financial Regulator Finansinspektionen, unregulated firm Glacier Bay Capital LLC is an advance fee fraud scheme
Read moreAccording to Swedish Financial Regulator Finansinspektionen, unregulated firm Glacier Bay Capital LLC is an advance fee fraud scheme
Read moreBritain's regulatory authority takes an increasingly dim view of tall claims made by financial firms in their advertising material.
Read moreAustralian financial regulator ASIC alleges that Mr Fei Yu gained insider information relating to CFDs from which he profited $20,000. He now faces a potential jail term and $220,000 fine.
Read moreThe SEC alleges that former ConvergEx CEO ordered staff to suspend 'take profit' when customers were monitoring execution prices.
Read moreNew Zealand is no longer a haven for traders and brokerages wishing to operate under minimal regulatory requirements
Read moreA US District Judge has ordered John Aaron Brooks to pay $500,000 settlement for cheating his former employer whilst holding an executive directorship
Read moreOntario's provincial financial markets regulator has issued recent warnings relating to a retail binary options firm and a retail FX company, neither of which are licensed to provide services in the jurisdiction
Read moreAustralia's national financial markets regulatory authority has processed 256 enforcements during the last six months, a notable example being the jailing of former Sonray director Russell Johnson for his part in the $46 million demise of the firm.
Read moreKeeping good company certainly pays when it comes to representatives which conduct business on behalf of retail firms, as PGW Financial Services enters Enforceable Undertaking following ASIC surveillance
Read moreStratford-on-Avon resident Phillip Boakes appeared at City of London Magistrates' Court yesterday charged with several offences surrounding his activities.
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