Category: Financial Services

etf
October 18, 2017 BY Valentina Kirilova

Cboe welcomes new Global X fund to ETF Marketplace

Cboe Global Markets, Inc. (BZX: CBOE | NASDAQ: CBOE) announced that it has today welcomed another fund to its Cboe ETF Marketplace - Global X fund. The Global X Iconic U.S. Brands ETF (Bats: LOGO) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Accuvest…

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Deutsche Börse
October 18, 2017 BY Valentina Kirilova

Deutsche Börse to launch Scale selection index in early 2018

Deutsche Börse drew a positive interim balance of the Scale SME segment launched on 1 March 2017. The trading volume of the companies that moved to Scale have more than doubled year-on-year in the first seven months since the segment’s launch, from €827 million to around €1.84 billion. The Scale All Share Index, which tracks…

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clone firm FCA warning
October 18, 2017 BY Valentina Kirilova

FCA warns against My Finance clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm My Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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etf
October 18, 2017 BY Valentina Kirilova

Cboe welcomes new issuer EventShares to ETF Marketplace

Cboe Global Markets, Inc. (BZX: CBOE | NASDAQ: CBOE) has welcomed EventShares to the Cboe ETF Marketplace, with the launch of three funds. The funds include: The Republican Policies Fund (Bats: GOP) which seeks capital appreciation by investing in market segments that Active Weighting Advisors LLC believes will be impacted by the enactment of Republican…

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clone firm FCA warning
October 17, 2017 BY Valentina Kirilova

FCA warns against Improvement Loans clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Improvement Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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White River Bancshares Company begins trading on OTCQX
October 17, 2017 BY Valentina Kirilova

OTC Markets Group welcomes NexOptic to OTCQX

OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced NexOptic Technology Corp (TSX-V: NXO; OTCQX: NXOPF) has qualified to trade on the OTCQX® Best Market. NexOptic upgraded to OTCQX from the OTCQB® Venture Market. NexOptic begins trading today on OTCQX under the symbol "NXOPF." U.S. investors…

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SFC fines
October 17, 2017 BY LeapRate Staff

Wells Fargo to pay $3.4 million for recommending volatility-linked ETPs

The U.S. Financial Industry Regulatory Authority (FINRA) has announced that it has ordered units of Wells Fargo & Co (NYSE:WFC) - Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC - to pay more than $3.4 million in restitution to affected customers for unsuitable recommendations of volatility-linked exchange-traded products (ETPs) and related…

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clone firm FCA warning
October 17, 2017 BY Valentina Kirilova

FCA warns against RTC finance clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm RTC finance /Icon markets /First World Consultants Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details…

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October 17, 2017 BY Valentina Kirilova

TMX Group and Shenzhen Stock Exchange sign MoU

TMX Group Limited (TSX:X) and the Shenzhen Stock Exchange (SZSE) have announced the execution of a non-binding Memorandum of Understanding (MoU) pursuant to which TMX Group and SZSE agree to explore opportunities for economic cooperation with a specific focus on the technology and innovation sectors, areas that are experiencing rapid growth in both Canada and…

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