ASX-listed company Gold Mountain Limited (Gold Mountain) has informed the public that it has paid a penalty of $33,000 after Australian regulator ASIC issued an infringement notice for an alleged failure by Gold Mountain to comply with its continuous disclosure obligations. ASIC has also restricted Gold Mountain from eligibility to issue a reduced-content prospectus until…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Yes Option / Yes Trading. Yes Option / Yes Trading is not authorised by the FCA but has been targeting people in the UK and is…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Legal Trade. Legal Trade is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Chimera Investment Corporation. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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Borsa Italiana’s ETF, ETC, ETN, and open funds markets have informed that they have registered a strong second quarter reaching €66.47 billion, a 7.1% increase compared to the same period last year, according to ETFplus 2018 report. 52 new instruments listed in the second quarter of 2018, including two open funds, totalling 1276 instruments available…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company GoldTech Media Services OU t/a Glenmore Investments. GoldTech Media Services OU is not authorised by the FCA but has been targeting people in the UK and…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Classic Brand Europe. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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Mauritius financial regulator the Financial Services Commission (FSC) has announced that an entity in the name of Coinoptions trade is falsely claiming to hold an Investment Dealer (Discount Broker) License, bearing licence number C112010791, purportedly issued by the FSC Mauritius on 03 May 2012. The FSC Mauritius has informed that Coinoptions trade and/or any other…
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The Amman Stock Exchange (ASE) has just announced that it has started to adopt the tradition of ringing the bell to announce the start of the daily trading session in the ASE, this tradition came in order to increase attention to the stock market and to honor the distinguished guests, companies and people that have…
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The Financial Markets Authority (FMA) has just issued a warning against a scam company called FSM SMart. FSM SMart Address: Hertensteinstrasse 51 Lucerne, Luzen 6004, Switzerland Website: www.fsmsmart.com Phone: +41 4350 84931 Email: [email protected] Reason for warning: FSM is making false and misleading claims that they are a registered financial service provider in New Zealand…
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