Category: Regulation

fca warning
May 07, 2019 BY Valentina Kirilova

UK FCA issues several warnings against unauthorized companies

UK financial regulator Financial Conduct Authority (FCA) has issued several warnings against unregulated financial services providers targeting UK consumers. The FCA’s latest warning includes the companies Sergo Capital, a trading style of Sergo Solutions Limited, Millennium FX, Tradospot OÜ, Prime Loan, and UK Investments. The FCA has once again strongly advised individuals to only deal…

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fca warning
May 01, 2019 BY Valentina Kirilova

FCA warns against Dawson Roberts Advisors LLC

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Dawson Roberts Advisors LLC. Dawson Roberts Advisors LLC is not authorised by the FCA but has been targeting people in the UK and is also carrying…

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April 30, 2019 BY Valentina Kirilova

Exclusive: muinmos selected to participate in the FCA Regulatory Sandbox

LeapRate Exclusive... LeapRate has learned that automated regulatory compliance specialist muinmos has been selected to participate in the fifth cohort of the FCA’s Regulatory Sandbox. The Danish RegTech organisation uses Artificial Intelligence (AI) techniques to help financial institutions to categorise and validate regulatory compatibility for a range of financial products and services on a national…

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FCA warning
April 30, 2019 BY Valentina Kirilova

FCA warns against Walton Securities LLC

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Walton Securities LLC. Walton Securities LLC is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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fma warning
April 29, 2019 BY Valentina Kirilova

New Zealand FMA warns against FFS Markets Limited

The Financial Markets Authority (FMA) has just issued a public warning against a scam company called FFS Markets Limited. FFS Markets Limited Associated entities: FFS Markets Limited Trading name: Forex FS Group Website: www.forexfs.cn Phone: +61488892068 Email: [email protected] The regulator notified that it is concerned that Forex FS Group is claiming to be licensed or…

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clone firm FCA warning
April 29, 2019 BY Valentina Kirilova

FCA warns against Loanski Finance Limited clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Loanski Finance Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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roboforex licensed
April 29, 2019 BY Valentina Kirilova

Euroclear France granted CSDR license

The Autorité des marchés financiers (AMF) has announced that it has granted the French central securities depository, Euroclear France, its CSDR license under European regulation n° 909/2014 on central securities depositories, placing this entity under the European regulatory framework. The regulation (EU) n° 909/2014 of the European Parliament and of the Council of 23 July…

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fca warning
April 29, 2019 BY Valentina Kirilova

FCA warns against Algotechs firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Algotechs. Algotechs is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:…

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fca warning
April 26, 2019 BY Valentina Kirilova

FCA warns against OPT Finance

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company OPT Finance. OPT Finance is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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clone firm FCA warning
April 25, 2019 BY Valentina Kirilova

FCA warns against BTG Pactual Investment Bank clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm BTG Pactual Investment Bank. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…

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