Category: Financial Services

SGX announces trading volumes
June 08, 2017 BY Valentina Kirilova

SGX welcomes Sanli Environmental Limited to Catalist

Singapore Exchange (SGX) today welcomed Sanli Environmental Limited to Catalist under the stock code “1E3”. Sanli Environmental Limited is a Singapore-based environmental engineering company with more than 10 years of experience in water and waste management. Its expertise includes the design, supply, delivery, installation, commissioning, maintenance, repair and overhaul of mechanical and electrical equipment, as…

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hkex main board
June 08, 2017 BY Valentina Kirilova

CFETS and HKEX establish joint venture for Bond Connect

China Foreign Exchange Trade System (CFETS) and Hong Kong Exchanges and Clearing Limited (HKEX) announced today the formation of a joint venture company in Hong Kong, Bond Connect Company Limited (BCCL), to support Bond Connect related trading services. Bond Connect is a new mutual market access scheme that will allow investors from Mainland China and…

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fca warning
June 08, 2017 BY Valentina Kirilova

FCA warns against FMP Fuhrer Marbach and Partners firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm FMP Fuhrer Marbach and Partners. FMP Fuhrer Marbach and Partners is not authorised by the FCA but has been targeting people in the UK and is…

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June 08, 2017 BY Valentina Kirilova

TMX Group releases equity financing statistics for May

TMX Group (TSX: X) today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for May, 2017. Toronto Stock Exchange welcomed 15 new issuers in May 2017, compared with 18 in the previous month and six in May 2016. The new listings included six exchange traded funds, two mining companies, one clean…

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clone firm FCA warning
June 08, 2017 BY Valentina Kirilova

FCA warns against Landa Asset Management clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Landa Asset Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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June 08, 2017 BY Valentina Kirilova

ESMA appoints new Chair to Investment Management Standing Committee

The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed Martin Moloney, Head of Markets Policy Division of the Central Bank of Ireland to serve as the chair of the Investment Management Standing Committee. The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities…

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June 08, 2017 BY Valentina Kirilova

Bats welcomes NuShares funds to the Bats ETF Marketplace

Bats, a CBOE Holdings, Inc. (NASDAQ: CBOE) company welcomed two Nuveen-sponsored ETFs to the Bats ETF Marketplace. The NuShares ESG International Developed Markets Equity ETF (Bats: NUDM) seeks to track the investment results of the TIAA ESG International Developed Markets Equity Index, which is comprised solely of listed equity securities issued by companies (and depositary…

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June 07, 2017 BY Valentina Kirilova

CBOE Holdings announces next stages of technology integration plan

CBOE Holdings, Inc. (NASDAQ: CBOE) today announced that C2 Options Exchange, one of the firm's derivatives markets, is planned to migrate to Bats technology on May 14, 2018. Beginning in November, C2 trading permit holders may begin basic connectivity testing, and in December, begin certification. Throughout the first quarter of 2018 and into the second…

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fca warning
June 07, 2017 BY Valentina Kirilova

FCA warns against Hamilton-Scott Holdings Limited firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Hamilton-Scott Holdings Limited. Hamilton-Scott Holdings Limited is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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