Theranexus, a French biotech company that develops drugs for the treatment of central nervous system disorders, announced its listing on Euronext Growth (ticker code: ALTHX). Theranexus was part of the first TechShare class of 2015, and is the third company in the programme to go public, joining a community of over 330 tech companies listed…
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The Securities and Exchange Commission (SEC) informed that it has charged a day trader based in the Philadelphia area with participating in a scheme to access the brokerage accounts of more than 100 unwitting victims and make unauthorized trades to artificially affect the stock prices of various companies. The SEC alleges that Joseph P. Willner…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Six Swiss Exchange Ltd. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…
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Zhang Honglin, Chairman of Yinchuan Tonglian Capital Investment Operation Company (Tonglian) of China rang the market opening bell to celebrate the listing today of a 300 million US dollar bond on Nasdaq Dubai, the international exchange serving the Middle East. The listing by Tonglian underlines the expanding economic and capital markets ties between China and…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Baker Hamlin. Baker Hamlin is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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The Emirates Securities and Commodities Authority (ESCA) and the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) entered into an MOU today to enhance cooperation and to foster financial innovation, thus meeting the needs of UAE-based capital markets. The MOU was signed by H.E. Dr. Obaid Saif Al Zaabi, Acting CEO…
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Singapore Exchange (SGX) today welcomed the listing of Lion-Phillip S-REIT ETF, jointly launched by Lion Global Investors Limited (Lion Global Investors), one of the largest asset management companies in Southeast Asia, and Phillip Capital Management (S) Ltd. (“Phillip Capital Management”), a home-grown Asian fund management company. This marks the first ETF listing by Lion Global…
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The London Metal Exchange and LME Clear (together, the LME) today announced the delivery programme for their strategic pathway, including product launches, membership enhancements and new trading efficiencies. 2017: carry fee reductions; financial OTC booking fee consultation; tick size review H1 2018: introducing broker membership; B share initiatives; optional T2 booking model H2 2018: new…
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NZX informed it will launch a Global Skim Milk Powder (SMP) Option contract on December 4, 2017. This follows all regulatory requirements being met, including approval of the contract specification from the Financial Markets Authority. The contract is being launched in response to growing trading volumes in NZX’s SMP Futures market, which are up 113%…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Bizzy Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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