February 10, 2017 BY Valentina Kirilova

ASIC bans financial adviser for five years

ASIC has banned financial adviser, Mr Darren Tindall, of Orange, NSW, from providing financial services for five years after an investigation found he failed to comply with financial services laws. Mr Tindall was an authorised representative of Roan Financial Group Pty Ltd between 9 May 2013 and 19 May 2014, and was based in Orange,…

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SFC fines
February 09, 2017 BY Valentina Kirilova

CFTC orders Oden Capital Management, LLC to pay a $100,000 penalty

The U.S. Commodity Futures Trading Commission (CFTC) entered an Order filing and settling charges against Dallas, Texas-based Commodity Pool Operators (CPOs) John B. Oden and Oden Capital Management, LLC (OCM) for unlawfully operating two commodity interest pools, Oden Currency Fund, LP (OCF), operated by Oden, and Oden Currency Fund I, LP (OCF I), operated by…

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ig australia
February 09, 2017 BY Valentina Kirilova

IG launches Snap IPO Grey Market

Online trading industry leading broker IG Group Holdings plc (LON:IGG) today launches a grey market for the Snap IPO. IG offers grey markets in advance of the listings of companies on stock markets in the UK, Europe and the US. It allows traders to speculate on the direction of a share price or market value of…

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February 09, 2017 BY Valentina Kirilova

Bats reports Q4 net income growth of 50%

Sets Record for Full Year 2016 Net Revenue of $436 Million Bats Global Markets, Inc. (Bats: BATS) just reported net income of $32.5 million and adjusted earnings of $38.5 million for the fourth quarter ended December 31, 2016. Net income increased 50% and adjusted earnings rose 35% compared to the same period in 2015 driven primarily…

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Nasdaq Copenhagen Improves Small Cap Market Access For Non-Nordic Trading Members
February 09, 2017 BY Valentina Kirilova

Nikolaj Kosakewitsch named President of Nasdaq Copenhagen

Nasdaq Inc. (NASDAQ: NDAQ) today announced that Nikolaj Kosakewitsch has been appointed President of Nasdaq Copenhagen A/S. Nikolaj joins Nasdaq from Carnegie Investment Bank, where he most recently served as Head of Securities, Denmark. In addition to his new role as President of Nasdaq Copenhagen, Kosakewitsch will have the functional position as Head of Sales…

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February 09, 2017 BY Valentina Kirilova

LSE Group launches guidance for ESG reporting

London Stock Exchange Group has today issued guidance, through its Global Sustainable Investment Centre, setting out recommendations for good practice in Environmental, Social and Governance (ESG) reporting. The global guide responds to demand from investors for a more consistent approach to ESG reporting, which is now a core part of the investment decision process. This…

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Deutsche Börse
February 09, 2017 BY Valentina Kirilova

Deutsche Börse's new SME segment to be named Scale

Deutsche Börse's new segment for small and medium-sized enterprises (SMEs) will be named Scale. This is the result of a naming competition that Deutsche Börse CEO Carsten Kengeter had opened up to the public in November 2016. Over 550 suggestions were submitted. Scale will be launched on 1 March and will replace the Entry Standard…

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