The Bahamas International Securities Exchange (BISX) just announced that the Oil & Gas Opportunity Lending Fund Ltd. (the Fund) has successfully completed the BISX Mutual Fund Listing Process. As a result, the Fund’s shares have now been added to the roster of funds listed on the Exchange. The Oil & Gas Opportunity Lending Fund Ltd.…
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CBOE Vest Technologies, a software company enabling users to work with target outcome investment strategies, and the Options Industry Council (OIC), a provider of unbiased options education, announced that are working together to educate investors and broaden the appeal of options with a new online tool, The Options Strategy Builders. The Options Strategy Builders, available…
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Slemmer Enterprises, Dorrian Enterprises and Roth Investment Group all part of the Berkley Enterprise that defrauded customers The Commodity Futures Trading Commission (CFTC) announced that Judge William P. Dimitrouleas of the U.S. District Court for the Southern District of Florida entered a Consent Order against Defendants Jeffrey Slemmer of Acton, Massachusetts, Christian Dorrian of Boynton…
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ASIC has permanently banned Daniel Joseph Noonan, a former financial adviser based in Hobart, from the credit and financial services industries. Mr Noonan was banned after pleading guilty and being convicted of 97 counts of fraud and 10 counts of stealing in the Supreme Court of Tasmania on 23 June 2017, following an investigation by…
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The following article was written by Ipek Ozkardeskaya, Senior Market Analyst at FCA regulated broker London Capital Group Holdings plc (LON:LCG). The UK inflation fell by 0.1% on month to July versus 0.0% expected by analysts. Apparently, the soft pound didn’t cause a positive readjustment in British consumer prices. The headline inflation remained unchanged at…
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Shares of FX brokerage group Gain Capital Holdings Inc (NYSE:GCAP), the parent company of Retail FX broker Forex.com and institutional FX platform GTX, were down sharply on Thursday morning NYSE trading after the company announced it had successfully priced an $80 million Convertible Notes offering, which we first reported last night. GCAP shares were at $6.04…
Read moreBusiness adopts a ‘wait and see’ approach as 70% of CFOs say Brexit is yet to affect their strategic planning A survey of 200 Chief Financial Officers (CFOs) across the UK and Europe will make difficult reading for those charged with delivering Britain’s exit from the EU. In a survey conducted for four weeks in…
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Liquidnet, the global institutional trading network, today announced the appointment of Patrick Strobel as Head of Technology for EMEA. In this newly formed role, Strobel will be responsible for building out Liquidnet’s strategic IT architecture in EMEA with an emphasis on the region’s Virtual High Touch MiFID II solutions. He brings over sixteen years’ experience…
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Nasdaq (Nasdaq: NDAQ) today announced that Nasdaq First North has been granted UK Growth Market status, the first marketplace outside of the UK to achieve this status. The new status means that UK-based investors will receive tax exemptions on investments in UK-based companies listed on Nasdaq First North, and is yet another step towards making…
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GMO-Z.com Trade UK Limited, the FCA regulated brokerage arm of Japanese retail forex giant GMO Click Holdings Inc (TYO:7177) has announced the launch of a significant upgrade in their range of products and services. The new services are powered by a new execution engine to facilitate improved execution speeds, over 40 new tradable products including newly added…
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