June 25, 2018 BY LeapRate Staff
ASIC accepts court enforceable undertaking from Vantage Global Prime to address systems and controls inadequacies within its CFD business
Australia financial regulator ASIC has announced that it has accepted a court enforceable undertaking from Vantage Global Prime, to address systems and controls inadequacies within its CFD business. Vantage is an Australian Financial Services licensee that is authorised to deal in financial products including CFDs to retail and wholesale clients. CFDs are derivative financial products…
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