August 09, 2018 BY Valentina Kirilova

SFC bans a former licensed representative of Southwest Securities Futures Ltd

The Hong Kong Securities and Futures Commission (SFC) has just announced that it  has banned Ms Cham Nga Yin from re-entering the industry for life for misappropriation of clients’ money. Cham was a former licensed representative of Tanrich Futures Limited (Tanrich Futures), now known as Southwest Securities (HK) Futures Limited. The SFC found that Cham…

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