January 09, 2017 BY Valentina Kirilova

SFC bans a former financial planning manager of Dah Sing Bank Ltd for 9 months

The Securities and Futures Commission (SFC) has prohibited Mr Choi Siu Ki, a former financial planning manager of Dah Sing Bank Limited, from re-entering the industry for nine months from 7 January 2017 to 6 October 2017 for forging client signatures. The SFC found that in August 2015, Choi forged a customer’s signatures on two…

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