The US watchdog stated that as a result, Morgan Stanley should have netted the long and short positions of both units together or across the entire broker-dealer and marked the …
Month: September 2020
The SFC found that the failures committed by CCBIC and BIAL, as the sole sponsor in the listing applications of Fujian Dongya Aquatic Products Co., Ltd. (Fujian Dongya) and China …
Wirecard SG has informed MAS that it is unable to continue providing payment processing services to a significant number of merchants, therefore the Singaporean watch dog has assessed that it …
Brokers signing up to itexsys’ MT4 White Label through Your Bourse will have access to the full Your Bourse technology package, which includes a bridge, matching engine and liquidity aggregator, …
GOLD As we suggested in recent comments, gold was just waiting for a slowdown of the strength of the greenback to rebound to $1,900. The main scenario will remain positive …
Tai currently serves as Co-President and Chief Operating Officer of HKEX and will continue in these roles along with his new appointment as Interim Chief Executive. Tai joined the Group …
According to the regulator's order, from 2014 to 2016, the company failed to supervise accounts by not following its policy regarding trade move requests and having inadequate policies and procedures …
According to the regulator, Moore breached a contractual agreement between BGC and a referring broker by: charging unpermitted spreads on transactions entered on behalf of a number of accounts of …
Chipmakers enjoyed a positive day, with Micron Technology and Advanced Micro Devices both gaining more than 2%, although Micron plunged by more than 5% in after-hours trading following the release …
The CFTC imposed a $135,000 civil monetary penalty against Donino and suspended him from trading for three months. The US watchdog found FNY Partners Fund vicariously liable for Donino’s spoofing. …
