U.S. Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad, who announced himself he would resign at the beginning of the month, today announced that Division of Enforcement Director Aitan Goelman …
Day: January 19, 2017
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Citigroup Global Markets Inc. for spoofing — bidding or offering with the intent to …
First Trust accesses the Swiss market as ETF issuer with two new ETFs for which Susquehanna is providing the liquidity, SIX Swiss Exchange just announced. With this, SIX Swiss Exchange …
The Securities Commission Malaysia just announced that the Court of Appeal has unanimously dismissed the appeal by the former independent directors of Transmile who were members of its Audit Committee …
KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as Directors, effective immediately. KCG also announced …
Payments services and technologies provider SafeCharge International Group Ltd (LON:SCH) has provided a Trading Update on its second half and full year 2016 results, ahead of releasing full financial figures …
Improvements to the listing regime, an expansion of the Connect scheme, new products and enhanced platforms are the four themes of Hong Kong Exchanges and Clearing Limited's (HKEX) key initiatives …
The Securities and Exchange Commission (SEC) announced that General Counsel Anne K. Small will leave the agency later this month. Ms. Small has served as the SEC’s General Counsel since …
Just two days after releasing trade volumes for the month of December 2016, KCG Holdings, Inc. (NYSE: KCG) announced consolidated earnings of $196.2 million, or $2.47 per diluted share, for …
The French Minister of Finance has appointed a new member to the decision-making body of the Autorité des Marchés Financiers (AMF). By way of an order dated 26 December 2016 …
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