CFTC Commissioner Chris Giancarlo calls for an entire restructure of the method by which international transactions concerning swaps and OTC derivatives can be regulated
Tag: US Government
U.S. Magistrate Judge Amos L. Mazzant found that BTCST and founder Trendon T. Shavers violated federal securities laws by selling bitcoin-denominated investments through the Internet and misappropriating client funds
Consumer protection is a matter at the forefront of priorities for US regulatory authorities to the point of ensuring other jurisdictions meet stringent criteria when handling client deposits.
As part of its recent customer protection rulemaking, the Commission adopted a standardized template acknowledgment letter to be executed by FCMs and their respective depositories holding customer funds.
Australian executing venue Yieldbroker has been given another extension in which the CFTC will not take enforcement action for non compliance with SEF rules, marking an unusually long period of …
The US Commodity Futures Trading Commission has issued a monetary penalty to JP Morgan Securities LLC for submitting inaccurate large trader reports.
The Commodity Futures Trading Commission has extended the designation of DTCC-SWIFT further than its initial two years as legal entity identifier to assist expansion to global coverage
CFTC Charges Lloyds Banking Group and Lloyds Bank with Manipulation, Attempted Manipulation, and False Reporting of LIBOR
US regulator provides time-limited no-action relief for reporting parties from filing forms electronically on trader identification and market participant data until
After four years as CFTC commissioner, former Technology Advisory Committee chairman Scott O’Malia is appointed CEO of ISDA.
