Euronext announced it will enhance its Trade Publication and Transaction Reporting Services (subject to regulatory approval) to allow investment firms to meet the new regulatory requirements specified under MiFID II. MiFID …
Tag: transaction reporting
The following guest post is courtesy of Chris Dingley, Head of Sales at regulatory reporting solutions specialist Abide Financial. [divide] Following a reasonable bedding in period, CySEC has recently begun the …
ThinkLiquidity today announced it has become a registered service provider with CME Group (NASDAQ: CME) to offer transaction reporting for brokers licensed under the Australian Securities Investments Commission (ASIC) to the CME …
Deutsche Bank AG London Branch (Deutsche) has been fined £4,718,800 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions between November 2007 and April 2013. Deutsche failed to properly …
