The Ontario Securities Commission (OSC) has published “Frequently Asked Questions About Proceedings” on its website. This information is intended to…
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Tag: Ontario Securities Commission
OSC warns against forex company HQBroker
The Ontario Securities Commission (OSC) has just warned investors that HQBroker is not registered to sell securities in Ontario. HQBroker…
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Ontario millennials face significant obstacles to investing
A new study from the Ontario Securities Commission (OSC) offers insights on barriers to investing for Ontario millennials and how…
Read MoreOSC raises awareness about fraudulent cryptocurrency-related investment schemes
The Ontario Securities Commission (OSC), in conjunction with securities regulators from the North American Securities Administrators Association (NASAA), has announced…
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OSC leaves regulatory fees unchanged for two more years
The Ontario Securities Commission (OSC) announced that fee rates under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures…
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Canadian regulator OSC warns against Bitcoin multi-level marketing shop USI Tech
The Ontario Securities Commission (OSC) has warned investors that USI Tech Limited (USI Tech), Eleanor Parker and Casey Combden are…
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OSC announces Fintech Advisory Committee members for 2018
The Ontario Securities Commission (OSC) announced new members of its Fintech Advisory Committee (FAC), which advises OSC staff on developments…
Read MoreOSC charges husband and wife with securities act offences
The Ontario Securities Commission (OSC) announced today that Marc and Helene Brunet of Chesterville, Ontario, have been charged with fraud…
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OSC panel decisions in insider tipping and trading case upheld by Court
On January 25, 2018, the Ontario Court of Appeal announced that it has upheld the Ontario Securities Commission (OSC’s) Reasons…
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OSC adopts final rule for distributions outside Canada
The Ontario Securities Commission (OSC) announced that has adopted OSC Rule 72-503 – Distributions Outside Canada, including Form 72-503F Report…
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