Barclays PLC (LON:BARC) has just announced that it has reached a settlement with the New York State Department of Financial Services (DFS) in respect of the regulator's investigation into the …
Tag: bank fines
The bill over FX market manipulation keeps growing for big investment giants, with three of the UK's biggest banks - Barclays PLC (LON:BARC), HSBC Holdings plc (LON:HSBA), and Royal Bank …
The value of the manipulated CFD roughly corresponds to the value of the underlying financial product, in this case, shares on the ASX.
FX traders have been shocked into behaving themselves as a result of the recent regulatory fines, prosecutions and law suits surrounding the FX rate manipulation among bank traders, but it …
Switzerland’s UBS has agreed to pay $135 million to settle a class action lawsuit by institutional investors for FX rate manipulation, revising its profit downwards, but announcing an increase in …
Analysts at JP Morgan have predicted that the taxpayer-owned financial institution faces the biggest remaining bill for misconduct of the major UK banks, more than six years after its £45 …
Violations are a result of DBSI’s failure to maintain adequate controls and systems, reflecting a lack of supervision over its business as a CFTC registrant in violation of CFTC Regulation …
Following the closing of the FX rate manipulation case against six banks, US law enforcers are turning their attentions to employees who divulge customer information to other parties
