Albuquerque has more than two decades of industry experience, with a strong background in risk management. He most recently served as Head of Counterparty Risk and Portfolio Risk Analytics for …
Day: April 25, 2025
Available immediately across all Euronext listing venues, including Amsterdam, Brussels, Dublin, Lisbon, Milan, Oslo and Paris, the new prospectus is said to simplify the listing process by replacing 21 traditional …
The fine is for failing to disclose disciplinary history in key customer documentation, according to a Letter of Acceptance, Waiver, and Consent, published by FINRA. The violations relate to Regulus's …
The fine is for violations of block trade regulations, according to the disciplinary notice published by CME Group. In addition to the fine, Gain Global has been ordered to disgorge …
