The Securities and Futures Commission (SFC) has reprimanded Zhongtai International Securities Limited, formerly known as Qilu International Securities Limited (Zhongtai), and fined it $2.6 million for failures in complying with …
Day: March 14, 2017
The Monetary Authority of Singapore (MAS) today issued a warning to investors on the trading of binary options with unregulated platforms. This comes in the wake of an increase in …
The Saudi Stock Exchange “Tadawul” and the Japan Exchange Group, Inc. (JPX) signed a Memorandum of Understanding (MoU),on March 14, 2017, that will formalize and develop further cooperation between the …
Securities & Investment Company UAE (SICO UAE) has joined Nasdaq Dubai as a Member to trade equities, in order to provide its clients with new investment opportunities on the region’s …
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Allied …
The U.S. Commodity Futures Trading Commission (CFTC) announced that it is extending the comment period on its proposed capital requirements applicable to swap dealers and major swap participants for an …
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