Financial Services Superintendent Maria T. Vullo today announced that the New York State Department of Financial Services (DFS) has approved the application of Coinbase, Inc., a wholly owned subsidiary of …
Day: January 17, 2017
The U.S. Securities and Exchange Commission has announced that 10 investment advisory firms have agreed to pay penalties ranging from $35,000 to $100,000 to settle charges that they violated the SEC’s …
Mobile ad analytics company AppsFlyer has announced that it has raised an additional $56 million in Series C financing, bringing its total funding to $84 million. Based in Herzliya, Israel, …
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against CNCGC Hong Kong Ltd. (CNCGC HK), an investment and trading company headquartered in Hong …
Derivatives marketplace operator CME Group Inc (NASDAQ:CME) has announced that it cleared a record 1 trillion in Mexican peso (MXN) interest rate swaps in a single day, January 12, 2017, …
The U.S. Securities and Exchange Commission has announced that New York-based BlackRock, Inc. (NYSE:BLK), the world's largest asset manager, has agreed to pay a $340,000 penalty to settle charges that …
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Right …
KCG Holdings, Inc. (NYSE: KCG) just released trade volumes for the month of December 2016. In Market Making, KCG averaged $26.7 billion dollar volume traded - minus 18.6% MoM to …
On 26 January 2017, Moscow Exchange will launch trading in weekly options on the RTS Index. The new instrument will complement MOEX`s monthly and quarterly options offering. The contracts will …
Thomson Reuters (NYSE: TRI) has completed its acquisition of REDI Holdings, allowing Thomson Reuters to incorporate an advanced, cross-asset execution management system (EMS) into its buy-side trading capabilities and deliver …
