Tag: VFA

SEC acts against 11 firms neglecting electronic communications
July 29, 2020 BY Steffy Bogdanova

VFA to pay $40 million to settle charges brought by SEC

The US regulator also discovered that VFA did not disclose conflict of interest concerning millions of dollars of financial benefits that it received directly from advisory client mutual fund investments that were generally more expensive for clients than other mutual fund investment options available to clients. VFA agreed to pay $40 million to settle these…

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Dolfin becomes a member of the Malta Stock Exchange
September 27, 2018 BY Mariela Naydenova

The two new regulations in the "cryptocurrency heaven"

Malta is known as the "cryptocurrency heaven", as it has been one of the top destinations for crypto enthusiasts, techies and investors. Now, the country is preparing some new cryptocurrency regulations that will come into effect in November, 2018. From potentially partnering with OKEX and "housing" cryptocurrency exchanges such as BitBay and Binance, Malta is…

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