November 21, 2016 BY Valentina Kirilova
SFC bans a former employee of The Pride Fund Management Ltd for one year and fines him $150,000
The Securities and Futures Commission (SFC) has prohibited Mr Benedict Ku Ka Tat, a former employee of The Pride Fund Management Limited, from re-entering the industry for one year from 18 November 2016 to 17 November 2017 and fined him $150,000 for failings relating to his sale of a fund to a client. An SFC…
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