July 18, 2018 BY Valentina Kirilova

SFC bans former RO of Standard Chartered Securities (Hong Kong) Limited

The Hong Kong Securities and Futures Commission (SFC) announced that it has banned Mr Joseph Hsu Kar Hing, a former responsible officer (RO) of Standard Chartered Securities (Hong Kong) Limited (SC), from re-entering the industry for three years from 6 July 2018 to 5 July 2021. Hsu was a sponsor principal in charge of the…

Read more