The SEC has decided to go for an unconventional manner to teach people about ICOs and related scams. The SEC…
Read More
Tag: SEC
SEC launches investor protection search tool SALI
The SEC’s “SALI” tool will allow investors to identify individuals subject to judgments or orders in enforcement actions The Securities…
Read More
How special is Silicon Valley when it comes to SEC crypto regulations
When it comes to regulations on cryptocurrencies, governments and central banks around the world have been almost equally tight on…
Read More
SEC introduces Regulation Best Interest to protect retail investors
The U.S. Securities and Exchange Commission (SEC) today voted to propose a package of rulemakings and interpretations designed to enhance…
Read More
Intercontinental Exchange to acquire the Chicago Stock Exchange
Intercontinental Exchange (NYSE:ICE), the operator of global exchanges and clearing houses and provider of data and listings services, has announced…
Read More
Prominent pastor charged in scheme to defraud elderly investors
The Securities and Exchange Commission (SEC) announced that it has charged the pastor of one of the largest Protestant churches…
Read MoreAegis Capital Corporation fails to file Suspicious Activity Reports
The U.S. Securities and Exchange Commission (SEC) announced that Aegis Capital Corporation, a New York-based brokerage firm, has admitted that…
Read More
Securities and Exchange Commission proposes Transaction Fee Pilot for NMS Stocks
The Securities and Exchange Commission (SEC) informed the public that it has voted to propose new Rule 610T of Regulation…
Read MoreTheranos CEO stripped of control of company for defrauding investors
The Securities and Exchange Commission (SEC) announced that it has charged Silicon Valley-based private company Theranos Inc., its founder and…
Read MoreSEC charges former Equifax executive with insider trading
The Securities and Exchange Commission (SEC) has announced that it has charged a former chief information officer of a U.S….
Read More
