The Securities and Exchange Commission (SEC) announced that Elizabeth McFadden has been named Deputy General Counsel for General Law and…
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Tag: SEC
Former U.S. Congressman critical of SEC negative approach to cryptos
Not every government official across the globe contends that cryptocurrencies are the scourge of the earth. In fact, there are…
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Two EU regulators reiterate pressing need for common crypto standards
When it comes to fulfilling their responsibilities related to the new world of virtual assets, regulators across the world are…
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Crypto crystal ball time – Seven trends that will shape cryptos in 2019
It is that time of year again when “wannabe” futurists try their hands at guessing what the future might bring….
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A tsunami of ICO investor claims may result from CashBet lawsuit in U.S.
The wheels of justice can turn awfully slowly at times, but eventually significant precedents are constructed, which can enable a…
Read More13 unregistered brokers charged for selling Woodbridge securities to retail investors
The Securities and Exchange Commission (SEC) has announced that it has charged 13 individuals and 10 companies for unlawfully selling securities…
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UBS fined $15m over deficiencies in anti-money laundering programs
UBS (NYSE:UBS) has agreed to pay $15 million total fine to FINRA, SEC and FinCEN. The financial services company failed to…
Read MoreSEC says international support critical to bring sham ICOs to justice
The SEC is determined to eradicate the rampant fraud that persists within the Initial Coin Offering (ICO) space. Steven Peikin,…
Read MoreFormer New York investment advisor charged with conducting a $7.9m Ponzi scheme
The Securities and Exchange Commission (SEC) has informed the public that it has charged a former New York-based investment adviser…
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U.S. Congressman plans legislation to classify ICOs as “Products”
Initial Coin Offerings (ICOs) have gotten a bad reputation due to rampant fraud and the lack of transparency. Regulators, in…
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