Kristina Littman, Chief of the SEC Enforcement Division’s Cyber Unit, stated: Loci and its CEO misled investors regarding critical aspects…
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Whistleblower receives over $5.3 million from SEC
Emily Pasquinelli, Acting Chief of the SEC’s Office of the Whistleblower, said: These whistleblowers provided critical information that alerted Commission…
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3 individuals charged with covering up $30 million ICO Fraud by SEC
On top of the concealment charge, authorities have also accused the three new defendants of being well aware of Manor’s…
Read MoreFlorida dentist charged with securities frauds by SEC
The SEC stated in its report regarding the second charge: Radjabli allegedly generated $162,800 in illicit profits on the resulting…
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Broker Emil Botvinnik to pay $1.5 million fraud case brought by SEC
Botvinnik did not admit or deny the allegations the SEC made but consented to the final judgment. He was ordered…
Read MoreWhistleblower receives over $28 million from SEC
So far, the agency has awarded over $901 million to a total of 163 individuals since the first award was…
Read More1 Global sales agent charged by SEC for operating $10.8 million scam
The SEC first filed charges against the owner of 1 Global Capital back in 2018, alongside a number of other…
Read MoreSEC announces end to S&P DJI investigation following $9m settlement
Chief of the SEC Enforcement Division’s Complex Financial Instruments Unit, Daniel Michael, said: Index providers like S&P DJI play a…
Read MoreWhistleblowers receive over $31 million from SEC
Emily Pasquinelli, Acting Chief of the SEC’s Office of the Whistleblower said: Whistleblowers play a critical role in an investigation,…
Read MoreSEC awards whistleblowers with $3.6 million
So far, the agency has awarded over $842 million to a total of 157 individuals since the first award was…
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