Jane Norberg, Chief of the SEC’s Office of the Whistleblower said: The actions of the whistleblower awarded today were extraordinary….
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Whistleblower receives $800K award from SEC
So far, the agency has awarded over $562 million to total of 107 individuals since the first award was issued…
Read MoreSEC reports record $175 million given in whistleblower awards for the fiscal year
Jane Norberg, Chief of the SEC’s Office of the Whistleblower said: The awards issued in the last month demonstrate the…
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Morgan Stanley & Co settles charges for reg SHO violations with SEC for $5 million
The US watchdog stated that as a result, Morgan Stanley should have netted the long and short positions of both…
Read MoreWhistleblower receives $1.8 million award from SEC
Jane Norberg, Chief of the SEC’s Office of the Whistleblower said: Today’s award demonstrates the success of the program and…
Read MoreFormer Amazon finance manager charged with insider trading
Erin Schneider, Director of the SEC’s San Francisco Regional Office commented: We allege that the Bohras repeatedly and systematically used…
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SoluTech settles fraud charges with SEC, former exec to pay $25K fine
The SEC alleges that SoluTech and Pitruzzello misrepresented the investors’ interest in investing in SoluTech regarding SoluTech’s and Pitruzzello’s attempt…
Read MoreICO issuer Unikrn to pay $6.1 million to settle charges with SEC
Kristina Littman, Chief of the SEC Enforcement Division’s Cyber Unit said: The securities registration and exemption framework is designed to…
Read MoreWhistleblower receives more than $10million award from SEC
So far, the agency has awarded over $520 million to 94 individuals for their help since the first award was…
Read MoreSEC charges film producer Ryan Felton and rapper T.I. for fraudulent ICOs
T.I’s social media manager, William Sparks, Jr. allegedly offered and sold FLiK tokens on T.I.’s social media accounts and two…
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