Securities Commission Malaysia (SC) has revoked the Capital Markets Services Representative’s Licences (CMSRLs) of Yew Hock Ming (Yew), Ling Chen Yew (Ling) and Tiong Siew Ngaik (Tiong) under section 72 …
Tag: SC
Securities Commission Malaysia (SC) announced the appointment of Alex Ooi Thiam Poh as Director of Audit Oversight Board (AOB), with effect from 18 January 2017. He is responsible for the …
Securities Commission Malaysia (SC) has revoked the Capital Markets Services Representative’s Licence (CMSRL) of Ravindran Nair a/l Vasudevan Nair for the regulated activity of financial planning under section 72 read …
Securities Commission Malaysia (SC) has introduced six registered Peer-to-Peer (P2P) financing platform operators in Malaysia to widen funding avenues for small and medium enterprises (SMEs). The six registered operators are …
Securities Commission Malaysia (SC) has initiated a restitution process involving an illegal futures and equity trading scheme and calls upon members of the public to file their notice of claims before …
Securities Commission Malaysia (SC) has filed a civil suit at the Kuala Lumpur High Court against Dato’ Sreesanthan Eliathamby for insider trading involving the shares of Worldwide Holdings Bhd (Worldwide). …
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